Section I - General Information

Transcription

1 (REFERENCE COPY - t for submission) ncommercial Broadcast Stations Biennial Ownership Report (FCC Form 323-E) Approved by OMB (Office of Management and Budget) vember 2017 File Number: Submit Date: FRN: Purpose: ncommercial Broadcast Stations Biennial Ownership Report 02/26/2018 Filing Status: Active Status: Submitted Status Date: Section I - General Information 1. Respondent FRN Entity Street (and Country if non U.S. Zip Code Phone Eccles Broadcast Center 101 S. Wasatch Drive, Room 147 Salt Lake (801) ptitus@media. utah.edu 2. Contact Representative Michael P. Beder, Esq. Organization Covington & Burling LLP Street (and Country if non U.S. State Zip Code Phone One Center 850 Tenth Street, N.W. Washington DC (202) mbeder@cov.com 3. Application Filing Fee t Applicable 4. Control of Respondent (a) Provide the following information about the Respondent: Relationship to stations/permits Licensee Is the Respondent's governing board (or other governing entity) directly or indirectly under the control of another entity? Yes (b) Provide the following information about this report: Purpose Biennial

2 "As of" date 10/01/2017 When filing a biennial ownership report or validating and resubmitting a prior biennial ownership report, this date must be Oct. 1 of the year in which this report is filed. 5. Licensee(s) and Station(s) Respondent is filing this report to cover the following Licensee(s) and station(s): Licensee/Permittee FRN Fac. ID. Call Sign State Service KUER-FM SALT LAKE CITY FM KUED SALT LAKE CITY DTV KUES RICHFIELD DTV KUEW ST. GEORGE DTV KUEU LOGAN FM KUER-FM1 ALTA FB KUQU ENOCH FM KUER-FM2 PARK CITY FB KUHU MONTICELLO FM KUXU MONROE FM KUOU ROOSEVELT FM Section II Biennial C.F.R. Section Documents Licensee Respondents that hold authorizations for one or more full power television, AM, and/or FM stations should list all contracts and other instruments required to be filed pursuant to 47 C.F.R. Section for the facility or facilities listed on this report. If the agreement is a network affiliation agreement, check the appropriate box. Otherwise, select Other. n- Licensee Respondents should select t Applicable in response to this question. Document Information Description of contract or instrument Parties to contract or instrument By-Laws of the Board of Trustees of the Board of Trustees Date of execution 07/2007 Date of expiration Agreement type expiration date Other Agreement Type: By-Laws Document Information Description of contract or instrument By-Laws of the State Board of Regents, As Amended

3 Parties to contract or instrument Utah State Board of Regents Date of execution 06/1970 Date of expiration Agreement type expiration date Other Agreement Type: By-Laws Document Information Description of contract or instrument Parties to contract or instrument Delegation of Responsibilities to the President and Board of Trustees Utah State Board of Regents Date of execution 12/1991 Date of expiration Agreement type expiration date Other Agreement Type: Delegation of Responsibilities 2. Ownership Interests (a) Ownership Interests. This Question requires Respondents to enter detailed information about ownership interests by generating a series of subforms. Answer each question on each subform. The first subform listing should be for the Respondent itself. If the Respondent is not a natural person, also list each of the officers, members of the governing board (or other governing entity), stockholders, and any other persons or entities with a direct attributable interest in the Respondent pursuant to the standards set forth in 47 C.F.R. Section (A direct interest is one that is not held through any intervening companies or entities.) List each interest holder with a direct attributable interest in the Respondent separately. Leave the percentage of total assets (Equity Debt field blank for an interest holder unless that interest holder has an attributable interest in the Respondent solely on the basis of the Commission s Equity Debt Plus attribution standard, 47 C.F.R. Section , te 2(i). In the case of vertical or indirect ownership structures, list only those interests in the Respondent that also represent an attributable interest in the Licensee(s) for which the report is being submitted. Entities that are part of an organizational structure that includes holding companies or other forms of indirect ownership must file separate ownership reports. In such a structure do not report, or file a separate report for, any interest holder that does not have an attributable interest in the Licensee(s) for which the report is being submitted. Please see the Instructions for further detail concerning interests that must be reported in response to this question. The Respondent must provide an FCC Registration Number for each interest holder reported in response to this question. Please see the Instructions for detailed information and guidance concerning this requirement. FRN Entity Eccles Broadcast Center 101 S. Wasatch Drive, Room 147 Salt Lake

4 Tribal Nation or Tribal Entity Respondent Respondent Interest holder is not a Tribal nation or Tribal entity Voting 0.0% 0.0% FRN Entity Utah State Board of Regents Eccles Broadcast Center 101 S. Wasatch Drive, Room 215 Salt Lake Tribal Nation or Tribal Entity Other - Parent Entity Interest holder is not a Tribal nation or Tribal entity Voting 100.0% Yes FRN Zach Berger

5 Salt Lake Member of Governing Board (or other governing entity) ASUU President - Student Appointment - as ASUU President part of role is to be a Trustee t Hispanic or Latino FRN A. Lorris Betz Salt Lake Interim Sr. VP, Health Sciences, Dean, School of Medicine and CEO University of Utah Health

6 University President t Hispanic or Latino FRN H. David Burton Salt Lake Member of Governing Board (or other governing entity) Chair, Retired t Hispanic or Latino

7 FRN Phillip W. Clinger Salt Lake Member of Governing Board (or other governing entity) Vice Chair, Retired t Hispanic or Latino FRN Katie Eccles Salt Lake

8 Member of Governing Board (or other governing entity) Attorney of Counsel at Ray, Quinney and Nebeker Female t Hispanic or Latino FRN Spencer F. Eccles Salt Lake Member of Governing Board (or other governing entity) George S. and Dolores Dore Eccles Foundation

9 t Hispanic or Latino FRN Fred C. Esplin Salt Lake University Vice President, Institutional Advancement t Hispanic or Latino

10 FRN Christian Gardner Salt Lake Member of Governing Board (or other governing entity) Gardner Company t Hispanic or Latino FRN Michael L. Hardman Salt Lake

11 University Chief Global t Hispanic or Latino FRN Stephen Hess Salt Lake University Chief Information University President

12 t Hispanic or Latino FRN Anne-Marie Lampropoulos Salt Lake Member of Governing Board (or other governing entity) Vice President, Corporate Communications at Merit Medical Systems, Inc Female t Hispanic or Latino FRN

13 John E. Nixon Salt Lake University Chief Administrative University President t Hispanic or Latino FRN David Parkin Univesity of Utah Salt Lake

14 Member of Governing Board (or other governing entity) Co-founder and Partner at Tower Arch Capital t Hispanic or Latino FRN Jason Perry Salt Lake University Vice President, Government Relations t Hispanic or Latino

15 FRN David W. Pershing, Ph.D. Salt Lake University President Board of Regents t Hispanic or Latino FRN J. Steven Price

16 Salt Lake Member of Governing Board (or other governing entity) Price Real Estate t Hispanic or Latino FRN Joseph Sargetakis Salt Lake Member of Governing Board (or other governing entity)

17 Proprietor at Frog Bench Farms Appointment - As Alumni President part of role is to serve as Trustee t Hispanic or Latino FRN Barbara H. Snyder Salt Lake University Vice President, Student Affairs Female t Hispanic or Latino

18 FRN Jim Sorensen Salt Lake Member of Governing Board (or other governing entity) Sorensen Impact Foundation t Hispanic or Latino FRN Kathryn B. Stockton

19 Salt Lake University Administrator, Associate VP Equity and Diversity Sr. VP, Academic Affairs Female t Hispanic or Latino FRN William J. Warren Salt Lake University Chief Marketing and Communications

20 t Hispanic or Latino FRN Ruth V. Watkins, Ph.D. Salt Lake Sr. Vice-President for Academic Affairs and Chief Academic University President Female t Hispanic or Latino

21 FRN Andrews S. Weyrich Salt Lake University Vice President, Research t Hispanic or Latino FRN Liz Winter Salt Lake

22 University Chief General Counsel Female t Hispanic or Latino (b) Respondent certifies that any interests, including equity, financial, or voting interests, not reported in this filing are non-attributable. If "," submit as an exhibit an explanation. Yes (c) Is Respondent seeking an attribution exemption for any officer or director with duties wholly unrelated to the Licensee(s)? If " Yes," complete the information in the required fields and submit an Exhibit fully describing that individual s duties and responsibilities, and explaining why that individual should not be attributed an interest. 3. Organizational Chart (Licensees Only) Attach a flowchart or similar document showing the Licensee s vertical ownership structure including the Licensee and all entities that have attributable interests in the Licensee. Licensees with a single parent entity may provide a brief explanatory textual Exhibit in lieu of a flowchart or similar document. Licensees without parent entities should so indicate in a textual Exhibit. n-licensee Respondents should select N/A in response to this question. File Uploaded By Attachment Type Description Ownership Chart (2017).pdf Applicant Ownership Chart Ownership Chart Section III - Certification

23 Certification Section Question Response Authorized Party to Sign WILLFUL FALSE STATEMENTS ON THIS FORM ARE PUNISHABLE BY FINE AND/OR IMPRISONMENT (U.S. CODE, TITLE 18, SECTION 1001), AND /OR REVOCATION OF ANY STATION LICENSE --OR CONSTRUCTION PERMIT (U.S. CODE, TITLE 47, SECTION 312(a)(1)), AND/OR FORFEITURE (U.S. CODE, TITLE 47, SECTION 503). Certification I certify that I have examined this report and that to the best of my knowledge and belief, all statements in this report are true, correct and complete. Official Title: President Exact Legal Title or of Respondent: : David W. Pershing, Ph.D. Phone: /26/2018

24 FCC Form 323, Exhibit 5 Ownership Structure (10/01/2017) Utah State Board of Regents (Parent) Licensee of KUEN(TV) 100% (Licensee Subsidiary) Licensee of KUED(TV), KUES(TV), KUEW(TV), KUER- FM/FM1/FM2, KUHU(FM), KUXU(FM), KUEU(FM), KUQU(FM) te: The Utah State Board of Regents is the governing body for the Utah System of Higher Education, which includes the. The Utah Legislature grants the State Board of Regents the power to control, manage, and supervise HE. The Board of Trustees has authority to administer the University, subject to the oversight and control of the State Board of Regents. DC: