FORM G-37 Name of Regulated Entity: ZB, N.A/MSD Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) See Attachment Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
FORM G-37 Signature: electronic Date: Oct 31, 2017 Name (must be officer of regulated entity): THAD PUTNAM Address: One South Main Street, Salt Lake City, UT 84111 Phone: 801-844-7834 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
Name of Dealer: ZB,N.A. Report Period: Q3 2017 MSRB Form G- 37 Submission Information I. Contributions made to issuer officials (list by state) Name of Issuer Official Title of Issuer Official District Category of Contribution (drop down list) Amount Given By Eligible to Vote for Candidate UTAH Randy Lewis Mayor Bountiful City Dealer/ Municpal Advisor Selection Influence $100 Susan Becker Yes II. Payments made to political parties of states or political subdivisions (list by state) Complete Name District Category of Contribution (drop down list) Amount Given By III. Contributions made to bond ballot campaigns (list by state) Name of Bond Ballot Initiative Campaign District Category of Contribution (drop down list) Amount Given By Rev (4/10) 1 of 1
2017 Q3 IV. Issuers with which the dealer has engage in municipal advisory business Complete Name of Issuer City County Type Utah Salt Lake County (Huntsman Cancer Foundation) Salt Lake Heber City Heber Wasatch Beaver City Beaver Beaver Salt Lake County Salt Lake Alpine City Alpine Utah Alpine SD Alpine Utah American Fork City American Fork Utah Ashley Valley Water & Sewer Impro. Dist Vernal Duchesne Bear River Water Conservancy District Brigham City Box Elder Beaver City Beaver Beaver Beaver County Beaver Benchland Water Improvement District Kaysville Davis Bountiful City Bountiful Davis Box Elder County Box Elder Box Elder SD Box Elder Brigham City Brigham City Box Elder Bryce Canyon City Bryce Canyon Garfield Cache County SD Cache Carbon County SD Carbon Castle Valley Special Service District Castle Dale Emery Clearfield City Clearfield Davis Clinton City Clinton Davis Cottonwood Heights Parks and Recreation Service Area Salt Lake Daggett County Daggett Davis County Davis Davis County School District Davis Davis County SSD Davis Davis County, MBA Davis Davis Salt Lake City Aerial Spray Authority Draper City Draper Salt Lake Duchesne County Duchesne Duchesne SD Duchesne Emery County Emery Emery County SD Emery Ephraim City Ephraim Sanpete Farmington City Farmington Davis Francis Town Francis Summit Garden City Garden Rich Garfield County Garfield Garfield County SD Garfield Genola Town Genola Utah Grand County SD Grand Grand County SSD #1 Grand Granger-Hunter Improvement District Salt Lake Grantsville City Grantsville Tooele Heber City Heber Wasatch Heber Light & Power Wasatch Heber Valley SSD Wasatch Herriman City Herriman Salt Lake Highland City Highland Salt Lake Holladay City Holladay Salt Lake Hurricane City (Dixie Springs) Hurricane Washington Hyde Park City Hyde Park Cache Hyrum City Hyrum Cache IHC Health Services Salt Lake IHC Hospitals, Inc. Salt Lake Intermountain Power Agency Salt Lake Iron County Iron Iron County SD Iron Jordan SD Salt Lake Juab County School District Juab Kamas City Kamas Summit Kanab City Kanab Kane Kane County Kane Kane County SD Kane Kaysville City Kaysville Davis La Verkin City La Verkin Juab Logan City Logan Cache Logan City SD Logan Cache Lower Foods (Cache County) Cache Magna Water District Salt Lake Manti City Manti Sanpete Mapleton City Mapleton Utah Metropolitan Water Distict of Salt Lake City Salt Lake City Salt Lake Midway City Midway Wasatch Midway Sanitation District Midway Wasatch Milford Area Health Care District No. 3 Beaver Millard County SD Millard Morgan County Morgan Morgan County SD Morgan Mount Olympus Improvement District Salt Lake Mt. Pleasant, City of Mt. Pleasant Murray City Murray Salt Lake North Davis Co. Sewer District Davis North Ogden North Ogden Weber North Salt Lake North Salt Lake Davis North Sanpete School District Sanpete North Summit SD Summit North View Fire District Weber Oakley City Oakley Summit Ogden City Ogden Weber Ogden City SD Ogden Weber Orem City Orem Utah Panguitch, City of Panguitch Garfield Park City Municipal Corp Park City Summit Park City SD Park City Summit Parowan City Parowan Iron Payson, City of Payson Utah Piute School District Piute Pleasant Grove City Pleasant Grove Utah Pleasant View City Pleasant View Weber Price River Water & Sewer Improv. Dist. Carbon Providence City Providence Cache Provo City SD and MBA Provo Utah Provo, City of Provo Utah Provo, City of (for Action Target) Provo Utah Provo, City of (for Freedom Academy) Provo Utah Richmond, City of Richmond Cache Roy City Roy Weber Roy Water Conservancy District Roy Weber Salem City Salem Utah Salt Lake City Corporation Salt Lake City Salt Lake Salt Lake City SD Salt Lake City Salt Lake Salt Lake County Salt Lake Salt Lake County SID #1 Salt Lake City Salt Lake Sandy City Sandy Salt Lake Sandy Suburban Improvement District Sandy Salt Lake Santa Clara, City of Santa Clara Washington
2017 Q3 IV. Issuers with which the dealer has engage in municipal advisory business Complete Name of Issuer City County Type Santaquin City Corporation Santaquin Utah Saratoga Springs Saratoga Springs Utah Sevier County Sevier Sevier School District Sevier Smithfield City Smithfiled Cache Snow College Epraim Sanpete Snyderville Basin Special Recreation Dist. Summit South Salt Lake, City of South Salt Lake Salt Lake South Sanpete School District Sanpete South Utah Valley Muni Water Assn. Utah South Weber City South Weber Davis Southern Utah University St George Washington Southern Utah Valley Power Systems Utah Spanish Fork, City of Spanish Fork Utah Spanish Valley Water District Grand Springville City Springville Utah St. George, City of St George Washington Summit County Summit Syracuse City Syracuse Davis Taylorsville-Bennion Improv. Dist. Salt Lake Ticaboo Utility Improvement District Ticaboo Garfield Timberlakes SSD Wasatch Timpanogos SSD Utah Tintic School District Juab Tooele County Tooele Tremonton City Tremonton Box Elder Twin Creeks SSD Wasatch Uintah County Uintah Uintah County SD Uintah Uintah Highlands Improvement Distirct Uintah Utah Associated Municipal Power Systems Salt Lake Utah Association of Counties Utah Communications Agency Network Salt Lake Utah County Utah Utah University Cache Utah Water Finance Agency Salt Lake Utah, of Wah Wah Valley Interlocal Iron Wasatch County Wasatch Wasatch County SD Wasatch Wasatch Integrated Waste Management District Wasatch Washington County SD Washington Wayne County SD Wayne Weber Fire District Weber Weber Human Services Weber Weber-Box Elder Conservation Dist. West Valley City West Valley Salt Lake Woodland Hills, City of Woodland Hills Utah Woods Cross Woods Cross Davis Idaho American Falls Library District Power American Falls SD #381 Power Bancroft, City of Bancroft Caribou Bellevue, City of Bellevue Blaine Boise County Boise Bonneville County Bonneville Burley, City of Burely Cassia Canyon County Canyon Caribou County Caribou Clark School District #161 Clark Council City Council Adams Eastern Idaho Regional Solid Waste District Fremont Eagle, City of Eagle Ada Eagle Urban Renewal Agency Eagle Ada Franklin City Franklin Franklin Garden City Garden Ada Garden Valley SD #071 Boise Glenns Ferry, City of Glenns Ferry Elmore Grangeville City Grangeville Idaho Idaho Falls, City of Idaho Falls Bonneville Idaho School Board Association Idaho Jefferson County Jefferson Jerome County Jerome Joint School District 288 (Latah and Clearwater Counties) Joint School District 418 (Twin Falls and Cassia Counties) Kamiah SD #304 Idaho Ketchum (City of) Ketchum blaine Kuna (City of) Kuna Ada Lemhi County Lemhi Lewiston (City of) Lewiston Nez Perce Lewiston (City of) (Urban Renewal District) Lewiston Nez Perce Madison County Madison Madison Memorial Hospital Madison McCall-Donnelley Joint SD #421 Mountain Home (Elmore County) Maountain Home Elmore Nampa City Nampa Canyon North Bingham Free Library District North Bingham Oakley Recreaion District Cassia Oneida School District No. 351 Oneida Payette County Payette Pocatello Development Authority Pocatello Bannock Pocatello School District No. 25 Pocatello Bannock Pocatello, City of Pocatello Bannock Pocatello-Chubbuck Auditorium District Pocatello Bannock Preston, City of Preston Fanklin Rupert, City of Rupert Minidoka Salmon City Salmon Lemhi Salmon School District No. 291 Lemhi St. Anthony, City of St Anthony Fremont Sun Valley Water & Sewer District Blaine Troy School District No. 287 (Latah County) Latah Twin Falls, City of Twin Falls Twin Falls Wallace SD No. 393 Shoshone Wendell School District No. 232 Gooding Montana Port of Montana Nevada Mesquite Mesquite Clark White Pine County White Pine
2017 Q3 IV. Issuers with which the dealer has engage in municipal securities business Complete Name of Issuer City County Type IDAHO Idaho Housing Neg Underwriting