US District Court for the Northern District of California

Transcription

1 US District Court Civil Docket as of 10/06/2003 retrieved from the court on Wednesday, October 29, 2003 US District Court for the Northern District of California (San Francisco) 3:02cv3383 Mather et al v. Van Wagoner Funds, Inc et al Date Filed: 07/16/2002 Assigned To: Honorable Jeffrey S White Referred To: Nature of suit: Stockholders' Suits (160) Cause: Securities Fraud Lead Docket: 3:02-cv Other Docket: None Jurisdiction: Federal Question Litigants Michael F Mather, Individually and on Behalf of All Others Similarly Situated PLAINTIFF Class Code: ADRMOP, CONSOL, E-Filing, Closed: No Statute: 15:77 Jury Demand: Plaintiff Demand Amount: $0 Attorneys Robert Kennedy O'Reilly Ademi & O'Reilly, LLP 3620 East Layton Avenue Cudahy, WI / Roreilly@ademilaw.com Azra Z Mehdi Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Azram@mwbhl.com Guri Ademi Ademi & O'Reilly LLP

2 3620 East Layton Avenue Cudahy, WI Fax : Shpetim Ademi Ademi & O'Reilly LLP 3620 East Layton Avenue Cudahy, WI Fax : Randi D Bandman Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Randib@mwbhl.com Stephanie Casolari PLAINTIFF Azra Z Mehdi Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Azram@mwbhl.com Michael E Moskovitz Much Shelist Freed Denenberg Ament & Rub 200 North Lasalle Street Suite 2100 Chicago, IL Fax : Mmoskovitz@muchshelist.com Randi D Bandman

3 Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Randib@mwbhl.com Richard Casolari PLAINTIFF Azra Z Mehdi Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Azram@mwbhl.com Michael E Moskovitz Much Shelist Freed Denenberg Ament & Rub 200 North Lasalle Street Suite 2100 Chicago, IL Fax : Mmoskovitz@muchshelist.com Randi D Bandman Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Randib@mwbhl.com Paul Siesser PLAINTIFF Azra Z Mehdi Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA 94111

4 Fax : Azram@mwbhl.com Lori G Feldman Milberg Weiss Bershad Hynes & Lerach LLP 1001 Fourth Avenue Suite 2550 Seattle, WA Fax : Lfeldman@milberg.com Randi D Bandman Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco, CA Fax : Randib@mwbhl.com v. Van Wagoner Funds, Inc Peter K Richardson Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee, WI Fax : Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com

5 Matthew A Hodel [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michael S Leboff [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michaelleboff@hbaw.com Peter M Stone Paul Hasting Janofsky & Walker, LLP (714) Fax : Peterstone@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Van Wagoner Capital Management, Inc Peter K Richardson Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee, WI 52202

6 Fax : Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Matthew A Hodel [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michael S Leboff [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michaelleboff@hbaw.com Peter M Stone Paul Hasting Janofsky & Walker, LLP (714) Fax : Peterstone@paulhastings.com Jay C Gandhi

7 Paul Hastings Janofsky & Walker LLP, 17TH Floor Sunstone Financial Group, Inc Matthew J Flynn Quarles & Brady LLP 411 E Wisconsin Avenue Suite 2040 Milwaukee, WI Fax : Mjf@quarles.com Cristina D Hernandez-Malaby Quarles & Brady LLP 411 E Wisconsin Avenue Milwaukee, WI / Fax : 414/ Chernand@quarles.com Rachel Amanda Schneider Quarles & Brady LLP 411 East Wisconsin Avenue Milwaukee, WI RSCHNEIDER@QUARLES.COM Kimberly Bliss Howard, Rice, Nemerovski, Canady, Falk 3 Embarcadero Center, 7TH Floor San Francisco, CA Kbliss@howardrice.com Sarah A Good Howard, Rice, Et Al

8 Three Embarcadero Center, 7TH Floor San Francisco, CA (415) Fax : (415) Sgood@hrice.com Van Wagoner Emerging Growth Fund Peter K Richardson Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee, WI Fax : Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Matthew A Hodel [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michael S Leboff [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michaelleboff@hbaw.com

9 Peter M Stone Paul Hasting Janofsky & Walker, LLP (714) Fax : Peterstone@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Garrett R Van Wagoner Peter K Richardson Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee, WI Fax : Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Matthew A Hodel [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP

10 Fax : Michael S Leboff [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michaelleboff@hbaw.com Peter M Stone Paul Hasting Janofsky & Walker, LLP (714) Fax : Peterstone@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Larry P Arnold Peter K Richardson Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee, WI Fax : Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP

11 17TH Floor Matthew A Hodel [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michael S Leboff [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP Fax : Michaelleboff@hbaw.com Peter M Stone Paul Hasting Janofsky & Walker, LLP (714) Fax : Peterstone@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com

12 Robert S Colman Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Ernst &young LLP Shirish Gupta Mayer Brown Rowe & Maw Two Palo Alto Square Suite 300 Palo Alto, CA Fax : Sgupta@mayerbrownrowe.com Bennett E Kaplan Mayer Brown Rowe & Maw 190 South Lasalle Street Chicago, IL Fax : Bekaplan@mayerbrownrowe.com Daniel James Delaney Mayer Brown Rowe & Maw 190 South Lasalle Street Chicago, IL Fax : Ddelaney@mayerbrownrowe.com

13 Donald M Falk Mayer, Brown & Platt Two Palo Alto Square Suite 300 Palo Alto, CA Dfalk@mayerbrown.com Michele L Odorizzi Mayer Brown Rowe & Maw 190 South Lasalle Street Chicago, IL Fax : Stanley J Parzen Mayer Brown & Platt 190 South La Salle Street Chicago, IL Fax : Sparzen@mayerbrownrowe.com Van Wagoner Micro-Cap Growth Fund Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com

14 Van Wagoner Technology Fund Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Van Wagoner Post Venture Fund Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Van Wagoner Mid-Cap Growth Fund Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Jay C Gandhi

15 Paul Hastings Janofsky & Walker LLP, 17TH Floor Peter R Kris Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 17TH Floor Joshuavinograd@paulhastings.com Jay C Gandhi Paul Hastings Janofsky & Walker LLP, 17TH Floor Jaygandhi@paulhastings.com Date # Proceeding Text 07/16/ CASE TRANSFERRED in from District of USDC-Eastern District of Wisconsin, Case Number 01-C Filed by Plaintiff Michael F. Mather. (tn) (Entered: 07/19/2002) 07/16/ ADR SCHEDULING ORDER: Case Management Statement due by 11/26/2002. Initial Case Management Conference set for 10:30 a.m. on 12/3/2002 (tn) (Entered: 07/19/2002) 08/20/ RE-NOTICE OF MOTION for Consolidation and Appointment of Lead Plaintiffs and Lead Counsel filed by Plaintiffs Eric P. Magistad, et al. Motion Hearing set for 9:30 a.m. on 9/24/2002. (tn) (Entered: 08/23/2002) 08/21/ CLERK'S NOTICE regarding consent to jurisdiction of United States Magistrate Judge. (tn) (Entered: 08/23/2002) 08/22/ Declination to Proceed Before a U.S. Magistrate Judge by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc. & REQUEST for reassignment to a United States District Judge. (tn, ) (Entered: 08/28/2002) 08/28/ CLERK'S NOTICE of Impending Reassignment to a United States District Court Judge. (tn) (Entered: 08/29/2002) 08/28/ REASSIGNMENT ORDER by Executive Committee. Case reassigned to Judge

16 Saundra Brown Armstrong for all further proceedings. Mag. Judge Elizabeth D. Laporte no longer assigned to the case. (tn) (Entered: 08/30/2002) 09/05/ Declination to Proceed Before a U.S. Magistrate Judge by Ernst & Young LLP (jlm, ) Modified on 9/11/2002 (jlm, ). (Entered: 09/11/2002) 10/01/ Renotice motion hearing re: Motion for Consolidation and Appointment of Lead Plaintiffs and Lead filed by Stephanie Ann Casolari, Richard Casolari. Motion Hearing set for 11/12/ :30 AM. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002) 10/01/ Received Order re 9 Re-notice Motion for Consolidation and Appointment of Lead Plaintiffs and Lead by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002) 10/03/ Renotice motion hearing re motion for consolidation 3 filed by Michael F. Mather. Motion Hearing set for 12/10/ :00 PM. (kc, ) (Entered: 10/09/2002) 10/03/ Received Document, proposed order granting motion 3 by Michael F. Mather. (kc, ) (Entered: 10/09/2002) 10/18/ Renotice motion hearing re consolidation of related actions and appointment of lead plaintiff and lead counsel filed by Michael F. Mather. Motion Hearing set for 12/17/ :00 PM. (kc, ) (Entered: 10/23/2002) 10/18/ Received Document, proposed order re consolidation of related actions, by Michael F. Mather. (kc, ) (Entered: 10/23/2002) 10/28/ NOTICE re: pro hac vice by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/29/2002 (jlm, ). (Entered: 10/29/2002) 11/26/ Partial Opposition, objection and response re 3 filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (kc, ) Modified on 12/2/2002 (kc, ). (Entered: 12/02/2002) 12/02/ Response to re-notice of motion 3 by Ernst &Young LLP. (kc, ) (Entered: 12/05/2002) 12/11/ NOTICE of entry of order in C SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002) 12/11/ NOTICE of entry of order in C SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002) 12/11/ Reply to response 13 filed by Michael F. Mather. (kc,) Modified on 12/13/2002 (kc,) (Entered: 12/13/2002) 12/12/ NOTICE of Order Granting Pro Hac Vice for Michael E. Moskovitz in Case No. C SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/12/ NOTICE of Order Granting Pro Hac Vice for Michael J. Freed in Case No. C SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/12/ NOTICE of Order Granting Pro Hac Vice for Carol V. Gilden in Case No. C SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/16/ MOTION for Pro Hac Vice (Daniel J. Delaney) filed by Ernst &Young LLP. Motion Hearing set for 12/17/ :00 PM. (jlm, ) (Entered: 12/18/2002) 12/16/ Received Order re 21 Motion for Pro Hac Vice for Daniel J. Delaney by Ernst &Young

17 LLP. (jlm, ) (Entered: 12/18/2002) 12/17/ ORDER by Judge Saundra Brown Armstrong granting 21 Motion for Pro Hac Vice for Daniel J. Delaney (jlm, ) (Entered: 12/18/2002) 12/23/ NOTICE of entry of order 22 by Ernst &Young LLP. (kc, ) (Entered: 12/27/2002) 12/23/ MOTION for Pro Hac Vice and declaration of Matthew J. Flynn in support of admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 12/23/ MOTION for Pro Hac Vice and declaration of Cristina D. Hernandez-Malaby for admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 12/23/ CERTIFICATE OF SERVICE by Sunstone Financial Group, Inc. of applications for admission pro hac vice 24, 25, proposed order (kc, ) (Entered: 12/27/2002) 12/23/ Received Document, proposed order granting applications for admission pro hac vice 24, 25, by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 01/06/ ORDER by Judge Saundra Brown Armstrong DENYING 3 Motion to Appoint Stephanie Ann Casolari, Richard Casolari, and Paul Siesser as Lead Plaintiff AND DENYING WITHOUT PREJUDICE as Premature, Motion to Appoint Lead Counsel. (jlm, ) (Entered: 01/09/2003) 01/07/ NOTICE re 27 Order by Michael F. Mather. (jlm, ) (Entered: 01/14/2003) 01/14/ ORDER REASSIGNING CASE. Case reassigned to Judge Jeffrey S. White for all further proceedings. Judge Saundra Brown Armstrong no longer assigned to case. Signed by The Executive Committee on 01/14/03. (jlm, ) (Entered: 01/15/2003) 01/14/ MOTIONS 24, 25 REFERRED to Judge Jeffrey S. White. (jlm, ) (Entered: 01/30/2003) 01/15/ MOTION for Pro Hac Vice of Bennett E. Kaplan (filing fee paid, reciept no ) filed by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003) 01/15/ CERTIFICATE OF SERVICE by Ernst &Young LLP re 30 (vlh, ) (Entered: 01/22/2003) 01/15/ Received Order re 30 Granting MOTION for Pro Hac Vice of Bennett E. Kaplan by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003) 01/29/ CASE MANAGEMENT SCHEDULING ORDER: Case Management Statement due by 2/15/2003. Case Management Conference set for 2/20/2003 at 09:00 AM. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003) 01/29/ ELECTRONIC CASE FILING ORDER. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003) 02/07/ STIPULATION to continue case management conference by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc.. (Stone, Peter) (Entered: 02/07/2003) 02/07/ ORDER by Judge Jeffrey S. White granting 24 Motion for Pro Hac Vice of Matthew J. Flynn, granting 25 Motion for Pro Hac Vice of Christina D. Hernandez-Malaby. (vlh, ) (Entered: 02/11/2003)

18 02/07/ ORDER by Judge Jeffrey S. White granting 30 Motion for Pro Hac Vice of Bennett E. Kaplan (vlh, ) (Entered: 02/11/2003) 02/11/ STIPULATION AND [PROPOSED] ORDER by Michael F. Mather. (Attachments: # 1 Exhibit A)(Bandman, Randi) (Entered: 02/11/2003) 02/11/ ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on January 11, (jswlc2, ) (Entered: 02/11/2003) 02/11/ ORDER GRANTING STIPULATION TO CONSOLIDATE CASES C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on February 11, (jswlc2, ) Modified on 3/28/2003 (vlh, ). (Entered: 02/11/2003) 02/11/ Set/Reset Hearings: Case Management Conference set for 4/4/2003 at 01:30 PM. (vlh, ) (Entered: 02/12/2003) 02/12/ NOTICE of Related Case re 1 by Michael F. Mather. (Bandman, Randi) (Entered: 02/12/2003) 02/14/ Amended MOTION to Amend/Correct Notice of Amended Motion and Amended Motion of Stephanie Ann Casolari,Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; Memorandum of Points and Authorities in Support Thereof filed by Stephanie Casolari, Richard Casolari, Paul Siesser. Motion Hearing set for 3/21/ :00 AM. (Bandman, Randi) (Entered: 02/14/2003) 02/14/ DECLARATION in Support re 41 Declaration of Luke O. Brooks in Support of Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Richard Casolari, Stephanie Casolari, Paul Siesser. (Attachments: # 1 Exhibit A)(Related document(s)41) (Bandman, Randi) (Entered: 02/14/2003) 02/14/ Proposed Order re 41 [Proposed] Order Granting Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel by Richard Casolari, Stephanie Casolari, Paul Siesser. (Bandman, Randi) (Entered: 02/14/2003) 02/18/ MOTION for Pro Hac Vice of Attorney Cristina D. Hernandez (filing fee paid, receipt # ) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/ MOTION for Pro Hac Vice of ATtorney Matthew J. Flynn (filing fee paid) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 44, 45 (vlh, ) (Entered: 02/19/2003) 02/18/ Received Document re 44, 45 Granting Pro Hac Vice Applications of Cristina Hernandez and Matthew Flynn by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/20/ MOTION to Appoint Lead Plaintiff and Lead Counsel [Corrected] filed by Richard Casolari, Stephanie Casolari, Paul Siesser. Motion Hearing set for 3/21/ :00 AM. (Bandman, Randi) (Entered: 02/20/2003)

19 02/21/ NOTICE re 24, 25 Entry of Order Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Good, Sarah) (Entered: 02/21/2003) 02/24/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 48 (Good, Sarah) (Entered: 02/24/2003) 02/25/ ORDER Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice. Signed by Judge Jeffrey S. White on 2/25/2003. (vlh, ) (Entered: 02/26/2003) 02/28/ STIPULATION re 47 TO EXTEND DEADLINE FOR FILING OF OPPOSITIONS TO AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 02/28/2003) 02/28/ ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on February 28, (jswlc2, ) (Entered: 02/28/2003) 02/28/ Set/Reset Hearings: Vacating 3/21/03 9:00AM Motion Hearing (vlh, ) (Entered: 03/03/2003) 03/03/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 51 Stipulation To Extend Deadline for Filing of Oppositions To Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003) 03/03/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re Stipulation to Extend Deadline for Filing of Oppositions to Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Section of Lead Counsel;and [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003) 03/03/ ORDER Discontinuing Service by Mail. Signed by Judge Jeffrey S. White on 3/3/03. (jjo, ) (Entered: 03/03/2003) 03/06/ ORDER RELATING CASE to case numbers: C , C , C , C , C , C , C , C Signed by Judge Jeffrey S. White on 3/6/2003. (vlh, ) (Entered: 03/07/2003) 03/07/ STIPULATION re 47 TO CONTINUE HEARING ON AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 03/07/2003) 03/07/ Memorandum in Opposition re 41 to Amended Motion For Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Attachments: # 1 Exhibit # 2)(Leboff, Michael) (Entered: 03/07/2003) 03/07/ Memorandum in Opposition re 47 RESPONSE to Amended Motion of Plaintiffs Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead

20 Plaintiffs filed by Ernst &Young LLP. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C)(Gupta, Shirish) (Entered: 03/07/2003) 03/11/ ORDER GRANTING STIPULATION AND SETTING PLEADING SCHEDULE re 57. Signed by Judge Jeffrey S. White on March 11, (jswlc2, ) (Entered: 03/11/2003) 03/11/ Set/Reset Hearings: vacating 3/21/2003 9:00 AM hearing (vlh, ) (Entered: 03/12/2003) 03/12/ MOTION for Pro Hac Vice and Declaration of Rachel A. Schneider for Admission Pro Hac Vice Pursuant to Local Rule 11-3 (filing fee paid) filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Proposed Order Granting Application for Admission of Rachel Schneider Pro Hac Vice)(Bliss, Kimberly) Modified on 3/13/2003 (vlh, ). (Entered: 03/12/2003) 03/14/ ORDER by Judge Jeffrey S. White granting 61 Motion for Pro Hac Vice (jswlc2, ) (Entered: 03/14/2003) 03/14/ MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman filed by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003) 03/14/ Proposed Order re 64 granting MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003) 03/18/ CLERK'S NOTICE VACATING 4/4/03 at 1:30 p.m. Case Manangement Conference. (jjo, ) (Entered: 03/18/2003) 03/18/ ORDER by Judge Jeffrey S. White granting 64 Motion for Pro Hac Vice of Lori G. Feldman (vlh, ) (Entered: 03/20/2003) 03/25/ NOTICE re 65 of Entry of Order by Paul Siesser. (vlh, ) Additional attachment(s) added on 3/27/2003 (vlh, ). (Entered: 03/26/2003) 03/25/ CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, ) (Entered: 03/26/2003) 03/26/ ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document For Correct Entry.*** NOTICE re ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document For Correct Entry.*** ENTRY OF ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE by Paul Siesser. (Mehdi, Azra) Modified on 3/27/2003 (vlh, ). (Entered: 03/26/2003) 03/26/ NOTICE of Change of Address by Michael F. Mather. (Mehdi, Azra) (Entered: 03/26/2003) 03/28/ ORDER OF CONSOLIDATION re 37. CASES C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on March 28, (jswlc2, ) Modified on 3/31/2003 (vlh, ). (Entered: 03/28/2003) 03/28/ Reply to Opposition Memorandum of Law in Reply to Defendants' Opposition to the

21 Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 03/28/2003) 03/28/ DECLARATION in Support re 71 Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)71) (Mehdi, Azra) (Entered: 03/28/2003) 04/01/ NOTICE of Entry of Orders Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A to Notice of Entry of Orders)(Good, Sarah) (Entered: 04/01/2003) 04/01/ Reply to Opposition [Corrected] Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 04/01/2003) 04/01/ DECLARATION in Support re 74 [Corrected] Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)74) (Mehdi, Azra) (Entered: 04/01/2003) 04/08/ CLERK'S NOTICE scheduling Motion to Appoint Lead Plaintiff and Motion to Appoint Lead Counsel for May 9, 2003 at 9:00 a.m. (jjo, ) (Entered: 04/08/2003) 04/09/ ORDER by Judge Jeffrey S. White denying 41 Motion to Amend/Correct, denying 47 Plaintiffs' Motion to Appoint Lead Plaintiff and Lead Counsel, Appointing Lead Plaintiffs and Lead Counsel (jswlc2, ) (Entered: 04/09/2003) 04/10/ INITIAL SCHEDULING CONFERENCE ORDER: Case Management Conference set for 5/16/2003 at 01:30 PM.. Signed by Judge Jeffrey S. White on 4/9/03. (jjo, ) (Entered: 04/10/2003) 04/11/ Letter dated 4/8/2003 from Susan G. Schellinger re: service list. (vlh, ) (Entered: 04/14/2003) 04/23/ NOTICE OF ENTRY OF ORDER GRANTING APPLICATIONS FOR ADMISSION OF BENNETT E.KAPLAN AND DANIEL J. DELANEY PRO HAC VICE by Ernst &Young LLP. (Attachments: # 1 Exhibit ONE# 2 Exhibit TWO)(Gupta, Shirish) (Entered: 04/23/2003) 04/24/ Letter from the Law Firm of Rosenthal, Monhait, Gross & Goddess, P.A. dated 4/22/2003 re: service list. (vlh, ) (Entered: 04/25/2003) 05/09/ JOINT CASE MANAGEMENT STATEMENT AND [PROPOSED] ORDER filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 05/09/2003) 05/19/ Minute Entry: Initial Case Management Conference held on 5/16/2003 before Judge Jeffrey S. White. Case referred to Private Mediation. (Court Reporter Leo Mankiewicz.) (jjo, ) (Entered: 05/19/2003)

22 05/19/ SCHEDULING ORDER:Amended Complaint to be filed forty-five (45) days from entry of this Order. Hearing on Motion to Dismiss: 12/5/03 at 9:00 a.m. Reply to Motion to Dismiss to be filed by 11/3/03. Signed by Judge Jeffrey S. White on 5/19/03. (jjo, ) (Entered: 05/19/2003) 06/12/ CASE MANAGEMENT STATEMENT Modification Letter filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Christina) (Entered: 06/12/2003) 07/01/ STIPULATION AND [PROPOSED] ORDER by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/01/2003) 07/01/ JOINT STIPULATION AND ORDER re 86. Signed by Judge Jeffrey S. White on July 1, (jswlc2, ) (Entered: 07/01/2003) 07/24/ AMENDED COMPLAINT For Violation of The Federal Securities Laws against all defendants. Filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/24/2003) 09/29/ /29/ /29/ /29/ /29/ /29/ /29/ /29/ /29/ First MOTION to Dismiss filed by Sunstone Financial Group, Inc.. Motion Hearing set for 1/16/ :00 AM. (Attachments: # 1 Proposed Order)(Hernandez-Malaby, Cristina) (Entered: 09/29/2003) Declaration of Cristina D. Hernandez-Malaby in Support of 89 First Motion to Dismiss filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Related document(s)89) (Hernandez-Malaby, Cristina) (Entered: 09/29/2003) NOTICE OF MOTION AND MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003) MEMORANDUM in Support OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003) Appendix OF UNPUBLISHED AUTHORITIES IN SUPPORT OF THE MOTIONS TO DISMISS AND STRIKE THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5)(Gupta, Shirish) (Entered: 09/29/2003) Appendix re 91 AND REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES AND DECLARATION OF SHIRISH GUPTA IN SUPPORT THEREOF filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G)(Related document(s)91) (Gupta, Shirish) (Entered: 09/29/2003) MOTION to Strike PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. Motion Hearing set for 1/16/ :00 AM. (Gupta, Shirish) (Entered: 09/29/2003) MEMORANDUM in Support re 95 SUPPORTING ITS MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Related document(s)95) (Gupta, Shirish) (Entered: 09/29/2003) MOTION to Dismiss Consolidated Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital

23 09/29/ /29/ Management, Inc., Van Wagoner Funds, Inc.. Motion Hearing set for 1/16/ :00 AM. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) Joinder re 95 in Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) Request for Judicial Notice re 97 filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Related document(s)97) (vlh, COURT STAFF) Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/29/ Proposed Order re 97 Granting Motion to Dismiss by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) (Entered: 09/30/2003) 09/30/ /30/ /30/ /30/ /30/ /03/ CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, COURT STAFF) (Entered: 09/30/2003) *** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** Proposed Order re *** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003) Proposed Order re 91 MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003) *** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** Proposed Order re *** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** [CORRECTION OF DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003) Proposed Order re 95 Correction of Dockets 101 and 103 MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003) ***Filed in Error. Refer to Document ***Filed in Error. Refer to Document For Correct Entry.*** MOTION to Substitute Attorney Jay C. Gandhi filed by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc., Van Wagoner Micro-Cap Growth Fund, Van Wagoner Mid-Cap Growth Fund, Van Wagoner Post Venture Fund, Van Wagoner Technology Fund. (Gandhi, Jay) Modified on 10/7/2003 (vlh, COURT STAFF). (Entered: 10/03/2003) 10/06/2003 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 89 Motion

24 10/06/ to Dismiss (Hernandez-Malaby, Cristina) (Entered: 10/06/2003) 107 Letter dated 10/02/2003 from Joshua B. Vinograd re: substitution of counsel. (vlh, COURT STAFF) (Entered: 10/07/2003)