D NONE (No reportable positions.)

Transcription

1 Wallace, J. Clifford AO 10 Rev Report Required by the Ethics in Gowrnment Act of 1978 FOR CALENDAR YEAR 2010 (5 V.S.C. opp. /0/-l I I) Person Reporting (last name, first, middle initial) Court or Organization Wallace, J. Clifford United States Court of Appeals Ninth Circuit 05/14/2011 Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) United States Circuit Judge - Senior Status D Nomination, Date D Initial [Z Annual D Sb. Amended Report D Final 01/01/2010 to 12/31/ Chambers or Office Address United States Courthouse 940 Fron! Street, #4192 San Diego, California On the basis of the information contained in this Report and any modification! pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revietting Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POS J T J 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Advisor Thailand Judicial Training Institute Member ABA Asia Law Initiative Council Member Council of Visitors of California Western School of Law Member William H. Rehnquist Center's National Board of Academic Advisors 6. Member ABA-UNDP Advisory Committee I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2 of7 Name of Person Reporting Wallace, J. Clifford 05/14/2011 Ill. N 0 N-JNV ESTMENT JN CO ME. (Reporting individual and spouse; m pp. 17-U of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were ma"ied during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE JV. REIMBURSEMENTS - transportation, lodging, food, entertainmenl (Includes those lo spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED OPDAT 1116/10 to 1/25/10 Sofia, Bulgaria Transportation, Food, Lodging Expenses Thailand Judiciary 1/25/I 0 to 1/27/10 Bangkok, Thailand Consultancy Food & Lodging Expense Malaysia Judiciary 1/28/10 to 2/4/I 0 Kuala Lumpur, Malaysia Conference on Mediation Transportation, Food, Lodging Expenses The Church of Jesus Christ of 2/7/10 to 2/13/10 Salt Lake City, Utah Latter-Day Saints Attend Government Relations Conference Transportation Expense Tetra Tech, Inc. 2/13/10 to 2/19/10 Amman, Jordan Consultancy Transportation, Food, Lodging Expenses 6. Brigham Young University - 2/22/10 to 2/24/I 0 Santa Clara, California Lecture Transportation Santa Clara University

3 Name or Penon Reporting Date or Report Page 3 of7 Wallace, J. Clifford 05/14/ Pepperdine University to 3/20/ IO Malibu, California Byrne Judicial Clerkship Transportation, Food Institute 8. Brigham Young Univesity 4/22110 to 4/23110 Provo, Utah Breakfast Meeting Transportation, Food 9. J. Reuben Clark Law Society 4/24110 Silicon Valley, CA Breakfast Meeting Transportation IO. Sandra Day O'Connor 4/24110 to 4/26110 Mesa, Arizona National Forum of the Transportation, Food, Lodging Expenses College of Law Future of Legal Education 11. International Finance to Lahore, Pakistan National Conference on Transportation, Food, Lodging Expenses Corporation ADR 1 Singapore Judiciary to Singapore Inter Pacific Bar Assoc. Hotel Expense Annual Conference 1 University of Utah to 5115/10 Salt Lake City, Utah Commencement Address Transportation, Food, Lodging Expenses 1 U.S.Patent & Trademark to 6/8110 Dead Sea, Jordan Attend Global Intellectual Transportation, Food, Lodging Expenses Office, Offce of External Property Academy Affairs Regional Judicial Workshop 1 CEELI 7/17/10 to 7/23/10 Prague, Czech Republic Conference on Annual Transportation, Food, Lodging Expenses Meeting CEELI Institute 16. Church of Jesus Christ of 8/10/10 Salt Lake City, Utah Meeting re: China Trip Transportation Expense Latter-Day Saints 17. Brigham Young University to 8/15/10 Beijing, China Attend Religion & The Transportation, Food, Lodging Expenses Rule of Law Seminar Training Program 18. ABA Roli 10/1/10 to 10/9110 Singapore & Philippines & Attend Conference & speak Transportation, Food, Lodging Expenses Malaysia on Rule of Law 19. U.S. Department of State I 0/9/10 to I 0/22/ I 0 Indonesia Consultancy Transportation, Food, Lodging Expenses

4 Page 4 of7 Name of Person Reportng Wallace, J. Clifford 05/14/2011 V, GIFTS. (Includes thou to spouse and dependent children; set pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

5 Name or Person Reporting Date or Report Page 5of7 Wallace, J. Clifford 05/14/2011 VI INVESTMENTS and TRUSTS -income, arue, 1ransac1ions (Includes those of spouse and dependent children: see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. De.cription or Asseis Income during Gross value at end Transactions during reponing period (including trust assels) reponing period of reponing period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "{X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (irprivate (Q-W) transaction) Transwest Credit Union B lnt./div. M T Changing Parameters A None N T Changing Parameters Annuity None M T JO Income Gain Codes: A =$1.000 or less B =$1,001 - $500 c =$501 - $000 D =$001 - S\5,000 E =S\5,001-SlO.OOO (See Columns Bl and 04) F =$ S l 00,000 G =$ Sl =$ $ =More than SS Value Codes J =S 1000 or h.-ss K =SIS.001 SS0.000 L =SI S\ M =S\ S (Sec Columns Cl and DJ) N =S250.00I SS =Sl00.00 I. S Pl =Sl SS P2 =SS S PJ =$ SS N =More than SS J. Value Mc1hod Codes Q =Arpr::isal R =Cosl (Real btalc Only) S = Asscssn11.. "Tlt T =Cash Market (Sec Column Cl) U =Hook Value V =Oth'-1 W ""l:::stima1cd

6 Name of Person Reporting Page 6 of7 Wallace, J. Clifford 05/14/2011 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicate partofreport)

7 Name of Person Reporting Page 7of7 Wallace, J. Clifford 05/14/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ J. Clifford Wallace NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C