NOTE Calendar of the Chair and Executive Director of ESMA. Date Meetings/Conferences Topics discussed. January

Transcription

1 8 November 2017 NOTE 2017 Calendar of the Chair and Executive Director of ESMA Date Meetings/Conferences Topics discussed January 6 The Executive Director of ESMA, Verena Ross, speaks at Banque de France Conference "Technological innovations in payments and beyond" 10 The Chair of ESMA, Steven Maijoor, meets with Andrea Rossi, CEO, Axa Investment Managers Panel "Technological innovations in other financial services" Stability in asset management; PRIIPs, MiFID II 13 The Chair of ESMA, Steven Maijoor, gives an interview Effect magazine (VEB) 13 The Executive Director of ESMA, Verena Ross, meets with Michel Prada, Président du Conseil de normalisation des comptes publics ESMA development, IFRS/IASB, Benchmarks 16 The Chair of ESMA, Steven Maijoor, meets with a CRA Supervision ESMA CS , rue de Grenelle Paris Cedex 07 France Tel. +33 (0)

2 17 The Chair of ESMA, Steven Maijoor, meets with Karel Lannoo, CEPS General regulatory developments 20 The Chair of ESMA, Steven Maijoor, meets with Vice-President Katainen 23 The Chair of ESMA, Steven Maijoor, speaks at the P.R.I.M.E. Finance Annual conference 23 The Chair of ESMA, Steven Maijoor, meets with Gita Salden, Dutch Ministry of Finance 31 The Chair of ESMA, Steven Maijoor, speaks at the EC-ECB conference Into the Future: Europe s Digital Integrated Post-Trade Market 31 The Chair of ESMA, Steven Maijoor, meets with Benoit Coeure and Yves Mersch 31 The Executive Director of ESMA, Verena Ross, meets with representatives from Goldman Sachs 31 The Executive Director of ESMA, Verena Ross, meets with representatives from Regis-TR Impact of UK leaving the EU Supervision February 1 The Chair of ESMA, Steven Maijoor, speaks at the Tommaso Padoa- Schioppa Memorial Lecture 3 The Chair of ESMA, Steven Maijoor, speaks at the 7e IFR Jaarsymposium Capital Markets Union

3 8 The Chair of ESMA, Steven Maijoor, meets with MEPs Kay Swinburne and Markus Ferber 8 The Chair of ESMA, Steven Maijoor, speaks at the ALDE Group Seminar on the "Review of European Supervisory Authorities: opportunity to ensure a safe and sound financial system ", 9 The Chair of ESMA, Steven Maijoor, speaks to the Systemic Risk Council Stability risks in financial markets 9 The Chair of ESMA, Steven Maijoor, meets with MEPs Paul Tang, Neena Gill and Jakob von Weiszacker 10 The Chair of ESMA, Steven Maijoor, meets with MEP Cora van Nieuwenhuizen 16 The Chair of ESMA, Steven Maijoor, meets with representatives from Bundesverband Investment und Asset Management e.v. (BVI) CMU, Brexit, stability in asset management 16 The Chair of ESMA, Steven Maijoor, meets with Dr Thomas Steffen, German Federal Ministry of Finance 20 The Executive Director of ESMA, Verena Ross, meets with Mark Yallop, FMSB Chair 22 The Executive Director of ESMA, Verena Ross, meets with representatives of the US Treasury FMSB work plan, ESMA objectives, level 3 work programme EMiR, impact of new US admin on regulatory agreements

4 23 The Executive Director of ESMA, Verena Ross, speaks at conference "The Future of Europe s Capital Markets: how to navigate the post- Brexit shakeup" 23 The Executive Director of ESMA, Verena Ross, meets with representatives of ISDA Panel Regulatory Landscape and Market Players MiFID II data reporting, global data standards March 1 The Chair of ESMA, Steven Maijoor, gives an interview to France 24 2 The Chair of ESMA, Steven Maijoor, meets with Pierre de Lauzun, Veronique Donnadieu and Bertrand de Saint Mars, Amalfi 3 The Executive Director of ESMA, Verena Ross, meets with representatives of Moody s Broad range of regulatory issues regarding investment firms Supervision 7 The Chair of ESMA, Steven Maijoor, meets with Commission Vice- President Valdis Dombrovskis 7 The Chair of ESMA, Steven Maijoor, meets with ECON Chair, Roberto Gualtieri 8 The Chair of ESMA, Steven Maijoor, gives an interview to Fondsnieuws 8 The Chair of ESMA, Steven Maijoor, speaks at the Rudolf de Korte Lecture of the Dutch Securities Institute 8 The Executive Director of ESMA, Verena Ross, speaks at public hearing of the Finance Committee of the Deutsche Bundestag

5 8 The Executive Director of ESMA, Verena Ross, meets with Ms Mohn and Mr Ahlers, Verbraucherzentrale 8 The Executive Director of ESMA, Verena Ross, meets with Mr Kemmer and Mr Juetten, Bundesverband deutscher Banken Consumer protection, Supervisory convergence MiFID II implementation, Brexit, ESFS review 9 The Chair of ESMA, Steven Maijoor, speaks at the ECON Session on 3rd country equivalence 15 The Chair of ESMA, Steven Maijoor, meets with Theodor Kockelkoren, Mckinsey 17 The Executive Director of ESMA, Verena Ross, meets with David Strachan and Vishal Vedi, Deloitte 20 The Chair of ESMA, Steven Maijoor, meets with Eric Mueller and Thomas Laux, Eurex Clearing MIFID 2 consumer protection Regulatory outlook for 2017, Brexit Broad range of post-trading issues, including legislation 21 The Chair of ESMA, Steven Maijoor, speaks at the ALFI European Asset Management conference 22 The Chair of ESMA, Steven Maijoor, speaks at the ECON Hearing on CCP Recovery and resolution 22 The Chair of ESMA, Steven Maijoor, meets with MEPs Jakob von Weizsäcker and Burkhard Baltz 22 The Chair of ESMA, Steven Maijoor, meets with Vincenzo La Via, Director General of the Italian Treasury

6 23 The Chair of ESMA, Steven Maijoor, speaks at the EFR Roundtable 23 The Chair of ESMA, Steven Maijoor, meets with Mme Falque-Perrotin, CNIL 23 The Executive Director of ESMA, Verena Ross, speaks at ABA International and The Law Society conference Capital Markets in the 21st Century 23 The Executive Director of ESMA, Verena Ross, meets with Katharine Braddick, HM Treasury keynote Brexit 23 Chatham House conference on Global Capital Markets Shaping the Post-Brexit Policy and Regulatory Framework 24 The Executive Director of ESMA, Verena Ross, gives an interview at the Chartered Institute for Securities and Investment (CISI) 24 The Executive Director of ESMA, Verena Ross, speaks at BBA Policymaker Roundtable ESMA s priorities, MiFID/MiFIR implementation, Brexit and the ESA review 28 The Chair of ESMA, Steven Maijoor, speaks at the Politico conference The Future of the Financial Services Sector Win-Win or Win-Lose Deals? April 5 The Chair of ESMA, Steven Maijoor, speaks at the Eurofi conference 5 The Executive Director of ESMA, Verena Ross, meets with Jan-Willem Plantagie, S&P Global Ratings Supervision

7 5 The Executive Director of ESMA, Verena Ross, meets with Eric Pan, CFTC 5 The Chair of ESMA, Steven Maijoor, and the Executive Director of ESMA, Verena Ross, meet with Chris Cummings, The Investment Association 5 The Chair of ESMA, Steven Maijoor, and the Executive Director of ESMA, Verena Ross, meet with Alex Wilmot-Sitwell, Bank of America Merrill Lynch 5 The Chair of ESMA, Steven Maijoor, and the Executive Director of ESMA, Verena Ross, meet with representatives of Moody s Investment Service 5 The Chair of ESMA, Steven Maijoor, meets with Stéphane Boujnah, Euronext Cooperation, data protection, IOSCO MoU, ESAs review, bilateral margins Brexit Brexit, MiFID II Supervision Broad range of regulatory issues regarding trading 6 The Chair of ESMA, Steven Maijoor, speaks at the Eurofi conference 6 The Chair of ESMA, Steven Maijoor, meets with Sharon Bowen, CFTC 6 The Chair of ESMA, Steven Maijoor, meets with Mark Garvin, JP Morgan Broad range of regulatory issues 6 The Chair of ESMA, Steven Maijoor, meets with Odile Renaud-Basso, French Treasury 6 The Chair of ESMA, Steven Maijoor, meets with MEP Paul Tang

8 6 The Executive Director of ESMA, Verena Ross, meets with representatives of Euroclear 6 The Chair of ESMA, Steven Maijoor, and the Executive Director of ESMA, Verena Ross, meet with Michael Cole-Fontayn, BNY Mellon 6 The Executive Director of ESMA, Verena Ross, meets with Levin Holle, Bundesfinanzministerium (BMF) 6 The Executive Director of ESMA, Verena Ross, meets with José Manuel González-Páramo and Javier Arias, BBVA 6 The Executive Director of ESMA, Verena Ross, meets with Svein Andresen, FSB 6 The Executive Director of ESMA, Verena Ross, meets with Sylvie Matherat, Deutsche Bank 6 The Executive Director of ESMA, Verena Ross, speaks at Eurofi conference 6 The Chair of ESMA, Steven Maijoor, and the Executive Director of ESMA, Verena Ross, meet with Lauri Rosendahl, Nasdaq Stockholm 7 The Chair of ESMA, Steven Maijoor, meets with Johannes-Jörg Riegler, VÖB 7 The Executive Director of ESMA, Verena Ross, speaks at Eurofi conference CSD Q&As, Brexit, Fintech Brexit Brexit, ESAs review, CCPs, data Brexit, ESAs review, Euribor FSB Asset management work, Cooperation MiFID II, Brexit Panel - Blockchain and Fintech contributions to capital markets: how and when? Brexit, CMU, MiFID II Broad range of regulatory issues Panel - CCP resilience, recovery and resolution

9 7 The Executive Director of ESMA, Verena Ross, meets with Stefan Gavell and Stefan Gmür, State Street 7 The Executive Director of ESMA, Verena Ross, meets with Faryar Shirzad and Martine Doyon, Goldman Sachs Brexit Brexit, ESA review 11 The Chair of ESMA, Steven Maijoor, speaks at the European Commission s Public Hearing on Capital Markets Union: Mid-Term Review 19 The Chair of ESMA, Steven Maijoor, meets with Sabine Lautenschläger 20 The Chair of ESMA, Steven Maijoor, speaks at the Wold Federation of Exchanges Clearing & derivatives conference 24 The Executive Director of ESMA, Verena Ross, meets with Maureen Jensen, Ontario Securities Commission Data protection regulation, IOSCO May 2 The Chair of ESMA, Steven Maijoor, speaks at the Better Finance conference 4 The Chair of ESMA, Steven Maijoor, speaks at ICMA s AGM and conference 4 The Chair of ESMA, Steven Maijoor, gives an interview to The Banker 4 The Chair of ESMA, Steven Maijoor, meets with Leo Arduini, Citi Broad range of regulatory issues

10 9 The Chair of ESMA, Steven Maijoor, speaks at ISDA's 32rd Annual General Meeting 9 The Chair of ESMA, Steven Maijoor, meets with representatives of AEM Broad range of regulatory issues 9 The Chair of ESMA, Steven Maijoor, meets with representatives of APFIPP Broad range of regulatory issues 9 The Chair of ESMA, Steven Maijoor, meets with Carlo Costa, Governor of the Bank of Portugal 9 The Chair of ESMA, Steven Maijoor, meets with representatives of Euronext Broad range of regulatory issues including MIFID 2 9 The Chair of ESMA, Steven Maijoor, meets with Secretary of State for Finance, Ricardo Mourinho Felix 11 The Executive Director of ESMA, Verena Ross, meets with Mr Peter Paluš and Kamil Sasko, Slovak Ministry of Finance ESAs review 15 The Chair of ESMA, Steven Maijoor, meets with Mauren Jensen, Ontario Securties Commission 15 The Chair of ESMA, Steven Maijoor, meets with Chris Giancarlo & Eric Pan, CFTC 16 The Chair of ESMA, Steven Maijoor, meets with Barbara Novick, Blackrock Stability issues in asset management

11 17 The Chair of ESMA, Steven Maijoor, speaks at the IOSCO Annual conference 19 The Chair of ESMA, Steven Maijoor, gives an interview to BNR Nieuwsradio 19 The Executive Director of ESMA, Verena Ross, meets with IMF representatives 19 The Executive Director of ESMA, Verena Ross speaks at the Joint EU/ECB conference on European Financial Integration and Stability ESMA priorities, Brexit, ESAs review, CMU Panel II (Deeper capital markets for a stronger economy) 24 The Chair of ESMA, Steven Maijoor, meets with Edward Scicluna, Minister of Finance 29 The Chair of ESMA, Steven Maijoor, meets with European Commission Vice-President Valdis Dombrovskis 30 The Chair of ESMA, Steven Maijoor, speaks at the Nasdaq Symposium on Market Surveillance 31 The Chair of ESMA, Steven Maijoor, meets with Gérard Mestrallet Paris as a financial center 31 The Executive Director of ESMA, Verena Ross, meets with Paul Taylor, Fitch Supervision, Brexit June 1 The Chair of ESMA, Steven Maijoor, meets with the UK CFD and FX association Regulatory issues regarding CFD/binary options

12 6 The Chair of ESMA, Steven Maijoor, meets with Dan Waters & Sean Collins, ICI Global 6 The Chair of ESMA, Steven Maijoor, meets Vincent Remay & Patrick Combes, Groupe VIEL Opinions in the context of Brexit Broad range of regulatory issues regarding investment firms 6 The Chair of ESMA, Steven Maijoor, meets with Christian Noyer 6 The Executive Director of ESMA, Verena Ross, meets with Christian Thimann, AXA EU High-level Group on Sustainable Finance 7 The Chair of ESMA, Steven Maijoor, speaks at the FIA conference 7 The Executive Director of ESMA, Verena Ross, meets with MEP Markus Ferber Budget 8 The Chair of ESMA, Steven Maijoor, speaks at the European Financials Conference 8 The Chair of ESMA, Steven Maijoor, meets with Koos Timmermans, ING MIFID 2, Benchmarks regulation 8 The Chair of ESMA, Steven Maijoor, meets with Luis de Guindos, Minister of Economy and Competitiveness, Spain 13 The Chair of ESMA, Steven Maijoor, meets with representatives of Euronext MIFID 2 13 The Chair of ESMA, Steven Maijoor, meets with Johan Barnard, APG Broad range of regulatory issues

13 16 The Executive Director of ESMA, Verena Ross, speaks at ICMA Regulatory Policy Committee Meeting ESMA priorities 20 The Chair of ESMA, Steven Maijoor, speaks at the CMVM conference 21 The Chair of ESMA, Steven Maijoor, speaks at the FESE Convention 22 The Executive Director of ESMA, Verena Ross, speaks at FESE Convention Financial Stability for Capital Flows and a Level Playing Field in Changing Times" 23 The Chair of ESMA, Steven Maijoor, speaks at the Joint Consumer Protection Day 23 The Executive Director of ESMA, Verena Ross, speaks at Joint Consumer Protection Day 27 The Executive Director of ESMA, Verena Ross, meets with IMF representatives Product Oversight and Governance reshaping the roles of manufacturers and distributors ESMA priorities and ongoing developments, Brexit, ESA review 28 The Chair of ESMA, Steven Maijoor, speaks at a McKinsey Roundtable MIFID 2 consumer protection 28 The Executive Director of ESMA, Verena Ross speaks at BaFin Jubilaeumsfeier 29 The Chair of ESMA, Steven Maijoor, meets with representatives of EFAMA Zukunft eureopaeischer Regulierung" Opinions in the context of Brexit

14 July 4 The Executive Director of ESMA, Verena Ross, meets with Larry Thompson and Andrew Douglas, DTCC 4 The Chair of ESMA, Steven Maijoor, and Executive Director, Verena Ross, meet with Jeremy Browne and Andre Villeneuve, City of London Corporation Supervision, Brexit Brexit, ESA review 10 The Chair of ESMA, Steven Maijoor, meets with European Commission Vice-President Katainen 12 The Chair of ESMA, Steven Maijoor, meets with Jean-Pierre Pinatton Broad range of regulatory issues, international cooperation 12 The Chair of ESMA, Steven Maijoor, meets with Eric Pinon & Jean-Louis Laurens, AFG Broad range of regulatory issues regarding asset management 13 The Chair of ESMA, Steven Maijoor, meets with Commissioner Vĕra Jourová 17 The Chair of ESMA, Steven Maijoor, meets with the Management Board, Euronext Broad range of regulatory issues including MIFID 2 20 The Executive Director of ESMA, Verena Ross, meets with TheCityUK Brexit 25 The Chair of ESMA, Steven Maijoor, meets with representatives UK Investment Association Opinions in the context of Brexit 25 The Executive Director of ESMA, Verena Ross, meets with DBRS Supervision

15 26 The Chair of ESMA, Steven Maijoor, gives an interview to FONDS 27 The Chair of ESMA, Steven Maijoor, meets with Cees Vermass, CME Post-trading regulation, EMIR 27 The Executive Director of ESMA, Verena Ross, meets with Michel Madelain, Moody s Guidelines on Endorsement August 1 The Executive Director of ESMA, Verena Ross, meets with representatives of Goldman Sachs 29 The Chair of ESMA, Steven Maijoor, meets with representatives of Invest Europe Brexit Opinions in the context of Brexit 30 The Chair of ESMA, Steven Maijoor, meets with MEPs Petr Jezek, Neena Gill, Burkhard Balz, Markus Ferber, Sven Giegold, Paul Tang & Roberto Gualtieri 31 The Chair of ESMA, Steven Maijoor, meets with MEPS Josef von Weizsaecker, Cora van Nieuwenhuizen & Werner Langen September 1 The Chair of ESMA, Steven Maijoor, meets with the Governor of the Banque de France, François Villeroy de Galhau 7 The Chair of ESMA, Steven Maijoor, speaks at the Krynica Economic Forum

16 7 The Executive Director of ESMA, Verena Ross, meets with HSBC representatives Brexit, MiFID II 8 The Chair of ESMA, Steven Maijoor, speaks at the Breugel Annual Meeting 8 The Chair of ESMA, Steven Maijoor, meets with Levin Holle, Head of the Financial Markets Policy Department of Germany s Federal Ministry of Finance 11 The Chair of ESMA, Steven Maijoor, meets with CFTC Chair, Chris Giancarlo 13 The Chair of ESMA, Steven Maijoor, meets with Michel Madelain, Moody s Brexit, endorsement 13 The Chair of ESMA, Steven Maijoor, meets with MEP Pervenche Beres 13 The Chair of ESMA, Steven Maijoor, meets with Yves Mersch, ECB 13 The Executive Director of ESMA, Verena Ross, meets with Jan Willem Plantagie, Standard & Poor s 13 The Executive Director of ESMA, Verena Ross, meets with Scott O Malia, ISDA 14 The Chair of ESMA, Steven Maijoor, meets with Yuji Nakata, & Michael Jefferson, Nomura Supervision Variation Margin requirement for FX, MiFID II, EMIR Broad range of regulatory issues including Brexit

17 14 The Chair of ESMA, Steven Maijoor, meets with Dermot McDonogh, of Goldman Sachs 14 The Chair of ESMA, Steven Maijoor, meets with representatives of Mr van Wassenaer ING, Mr Buijink - Dutch Bankers Association and Mr Rooze, NVB 14 The Chair of ESMA, Steven Maijoor, meets with Daniel Maguire, LCH Group Chief Operating Officer, and former Head of SwapClear, and Corentine Poilvet-Clediere, LSEG Head of EU Regulatory Strategy 14 The Chair of ESMA, Steven Maijoor, meets with Hans-Ole Jochmunsen, Vice Chairman of Nasdaq Broad range of regulatory issues including Brexit Broad range of regulatory issues including Brexit Brexit, EMIR proposals MIFID 2, EMIR proposals 14 The Chair of ESMA, Steven Maijoor, meets with Vincenzo La Via, Director General of the Italian Treasury 14 The Chair of ESMA, Steven Maijoor, speaks at the Eurofi conferene 14 The Executive Director of ESMA, Verena Ross, speaks at the Eurofi conference 14 The Executive Director of ESMA, Verena Ross, meets with Sylvie Matherat, Deutsche Bank 14 The Executive Director of ESMA, Verena Ross, meets with Tracey McDermott, Standard Chartered Bank 14 The Executive Director of ESMA, Verena Ross, meets with Corso Bavagnoli, French Treasury Brexit, MiFID II, EMIR Brexit, ESA review, benchmarks, FX margins ESA review, EMIR 2.2.

18 14 The Executive Director of ESMA, Verena Ross, meets with Susan Baker, US Treasury Regulatory developments in the US, EMIR 2.2., Brexit 15 The Executive Director of ESMA, Verena Ross, speaks at the Eurofi conference 14 The Executive Director of ESMA, Verena Ross, meets with David Bailey, Bank of England EMIR, CCP supervision 15 The Chair of ESMA, Steven Maijoor, meets with Jose Manuel Gonzalez- Paramo, BBVA 15 The Chair of ESMA, Steven Maijoor, meets with Andrei Magasiner, Bank of America 18 The Executive Director of ESMA, Verena Ross, meets with representatives of the Managed Funds Association Brexit EMIR, MiFID, short-selling 19 The Chair of ESMA, Steven Maijoor, speaks at the Bank for International Settlements conference 20 The Chair of ESMA, Steven Maijoor, meets with Odile Renaud-Basso, Director General of the French Treasury 20 The Executive Director of ESMA, Verena Ross, speaks at AFME European Compliance and Legal Conference 20 The Executive Director of ESMA, Verena Ross, speaks at roundtable discussion with OMFIF members

19 22 The Chair of ESMA, Steven Maijoor, speaks at the second annual ESRB conference 28 The Chair of ESMA, Steven Maijoor, participates in the Reuters Regulatory Summit October 2 The Chair of ESMA, Steven Maijoor, meets with David Charlet, Chairman, FECIF Broad range of regulatory issues regarding investment advisors 3 The Chair of ESMA, Steven Maijoor, speaks at the IOSCO World Investor Week 3 The Executive Director of ESMA, Verena Ross,meets with representatives of BNP Paribas Banking regulation, CMU, Brexit, EMIR 4 The Chair of ESMA, Steven Maijoor, gives an interview to Lucy McNulty, Financial News 4 The Chair of ESMA, Steven Maijoor, gives an interview to Bloomberg 4 The Chair of ESMA, Steven Maijoor, meets with the Financial Times 5 The Chair of ESMA, Steven Maijoor, meets with Jon Cunliffe, Deputy Governor for Financial Stability, Bank of England 5 The Chair of ESMA, Steven Maijoor, meets with Mark Yallop, FICC Markets Standards Board

20 10 The Executive Director of ESMA, Verena Ross, meets with Corso Bavagnoli, French Treasury 10 The Executive Director of ESMA, Verena Ross, meets with representatives of DTCC EMiR 2.2., ESAs Review Supervision 11 The Executive Director of ESMA, Verena Ross, speaks at European Congress of Asset Management 12 The Executive Director of ESMA, Verena Ross, meets with Ian Bell, PSC Supervision 13 The Executive Director of ESMA, Verena Ross, speaks at AGEFI Global Invest Forum 17 The Executive Director of ESMA, Verena Ross, meets with Hans-Ole Jochumsen, Nasdaq 19 The Executive Director of ESMA, Verena Ross, meets with Ian Linnell, Fitch Ratings ESAs Review, Brexit, MiFID II Supervision 20 The Executive Director of ESMA, Verena Ross, meets with S&P INEDs Supervision 27 The Executive Director of ESMA, Verena Ross, speaks at Bafin conference Umsetzung der MiFID II Vorgaben im Bereich der Wohlverhaltensregeln November

21 December