EP VALIDATION PROCESS

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2 EP VALIDATION PROCESS

3 EP VALIDATION PROCESS Presenters: o Ann McCrackin, President, Black Hills IP, LLC o Bryn Williams, European Patent Attorney, Creation IP o Karen McCartney, IP Paralegal, Creation IP

4 EP Validation Process A Three Stage Process Stage 1 Acceptance of Text o from receipt of Intention to Grant to Decision to Grant Stage 2 Grant o from Decision to Grant to Grant Date Stage 3 Validation o from Grant Date to Validation completion

5 Stage 1 Intention to Grant Rule 71(3) Driven by issuance of Communication Under Rule 71(3)

6 Stage 1 Intention to Grant Rule 71(3) Requirements: o Approve the text o Verify the bibliographic data o File translations of the claims into French and German o Pay the Grant and Publishing Fees o Pay additional Claims and Printing Fees (if necessary)

7 Stage 1 Intention to Grant Rule 71(3) Approve the text o Is the allowed text correct? o Has the Examiner made further amendments? Verify bibliographic data o Are proprietor details correct? o Change of details recorded centrally at EPO prior to grant

8 Stage 1 Acceptance of Text - Docketing Requirements Time for responding is four months 10 day rule applies Time is not extendable Further processing is available at an additional cost provides approximately 2 months for complying with the communication.

9 Stage 2 - Grant Driven by issuance of Decision to Grant Article 97(1)

10 Stage 2 _ G Stage 2 Grant - Docketing Requirements Grant Date - referred to on front page of Decision to Grant Sets deadline for filing divisional applications The day prior to the grant date Not extendible drop dead deadline Sets deadline for completing validations 3 months from the grant date Not extendible drop dead deadline

11 Stage 2 Renewals/Annuities - Docketing Requirements Check when renewal date falls: If before grant date renewal due at EPO (one fee) If after grant date renewals due nationally (multiple fees depending on the EP national selection countries)

12 Stage 1/2 Strategy for renewal payment reductions Year 5 renewal due at European Patent Office $1127 Year 5 renewal fees due at French, German, UK, Dutch, Italian, Spanish and Irish Patent Offices - $1895 A One-off saving can be made if it were possible to bring the fifth year renewal date into Stage 2 (Grant) rather than Stage 3 (Validation)

13 Stage 1/2 Strategy for renewal payment reductions Action has to be taken during Stage 1 to actively delay date of grant. How can this be done? o File response to Intention to Grant/allowance as close to deadline as possible o Allow case to go into further processing

14 Stage 3 Validation Driven by date of grant validations must be completed within 3 months Not Extendible Key requirements o Comply with national laws to allow European Patent to have effect in national states o Translation and Power of Attorney requirements vary from country to country

15 Stage 3 Validation Validation requirements include: o Payment of national fees o Filing of national forms o Filing of translations o Appointing an address for service (local counsel in a country) Ø An address for service is not compulsory but is recommended to ensure communications concerning renewal fees from national offices and from third parties concerning, for example, licences, are correctly received.

16 Stage 3 Renewals/Annuities Considerations If the renewal date falls due within validation term renewal deadline reverts to validation deadline As a rule of thumb, for countries which require translations to be filed, renewal fees cannot be paid until validation is complete.

17 Stage 3 London Agreement The London Agreement is a patent law agreement concluded in London on 17 October 2000 and aimed at reducing the translation costs of European patents granted under the European Patent Convention (EPC). Currently 21 of the 39 EPC member states are signatories to the London Agreement who have dispensed with at least some translation requirements.

18 Stage 3 Validation Matrix Country PoA Translation Req. Country PoA Translation Req. Country PoA Translation Req. Albania Yes Claims Translation Greece Yes Full Translation Poland Yes Full Translation Austria Yes Full Translation Hungary Yes Claims Translation Portugal No Full Translation Belgium No No Translation Iceland No Claims Translation Romania Yes Full Translation Bosnia/Herz. Yes Claims Translation Ireland Yes No Translation San Marino Yes Full Translation Bulgaria Yes Full Translation Italy Yes Full Translation Serbia Yes Full Translation Croatia Yes Claims Translation Latvia No Claims Translation Slovakia Yes Full Translation Cyprus Yes Full Translation Lithuania Yes Claims Translation Slovenia Yes Claims Translation Czech Rep. Yes Full Translation Luxembourg No No Translation Spain No Full Translation Denmark No Claims Translation Macedonia Yes Claims Translation Sweden No Claims Translation Estonia Yes Full Translation Malta Yes No Translation Switzerland Yes No Translation Finland No Claims Translation Monaco Yes No Translation The Netherlands No Claims Translation France No No Translation Montenegro Yes Claims Translation Turkey No Full Translation Germany No No Translation Norway Yes Claims Translation United Kingdom No No Translation

19 Stage 3 - Validation - Docketing Requirements Check requirements don t run out of time: Power forms: Originals may be required by Associate Greece Power form must be on file by the validation deadline. in advance is acceptable.

20 Stage 3 Validation Matrix Powers Required Country PoA Translation Req. Country PoA Translation Req. Country PoA Translation Req. Albania Yes Claims Translation Greece Yes Full Translation Poland Yes Full Translation Austria Yes Full Translation Hungary Yes Claims Translation Portugal No Full Translation Belgium No No Translation Iceland No Claims Translation Romania Yes Full Translation Bosnia/Herz. Yes Claims Translation Ireland Yes No Translation San Marino Yes Full Translation Bulgaria Yes Full Translation Italy Yes Full Translation Serbia Yes Full Translation Croatia Yes Claims Translation Latvia No Claims Translation Slovakia Yes Full Translation Cyprus Yes Full Translation Lithuania Yes Claims Translation Slovenia Yes Claims Translation Czech Rep. Yes Full Translation Luxembourg No No Translation Spain No Full Translation Denmark No Claims Translation Macedonia Yes Claims Translation Sweden No Claims Translation Estonia Yes Full Translation Malta Yes No Translation Switzerland Yes No Translation Finland No Claims Translation Monaco Yes No Translation The Netherlands No Claims Translation France No No Translation Montenegro Yes Claims Translation Turkey No Full Translation Germany No No Translation Norway Yes Claims Translation United Kingdom No No Translation A Power form for Greece must be on file by the validation deadline to complete the national requirements.

21 Stage 3 - Validation - Docketing Requirements Check requirements don t run out of time: Translations: Full translations may be required Italy, Spain

22 Stage 3 Validation Matrix Full Translations Country PoA Translation Req. Country PoA Translation Req. Country PoA Translation Req. Albania Yes Claims Translation Greece Yes Full Translation Poland Yes Full Translation Austria Yes Full Translation Hungary Yes Claims Translation Portugal No Full Translation Belgium No No Translation Iceland No Claims Translation Romania Yes Full Translation Bosnia/Herz. Yes Claims Translation Ireland Yes No Translation San Marino Yes Full Translation Bulgaria Yes Full Translation Italy Yes Full Translation Serbia Yes Full Translation Croatia Yes Claims Translation Latvia No Claims Translation Slovakia Yes Full Translation Cyprus Yes Full Translation Lithuania Yes Claims Translation Slovenia Yes Claims Translation Czech Rep. Yes Full Translation Luxembourg No No Translation Spain No Full Translation Denmark No Claims Translation Macedonia Yes Claims Translation Sweden No Claims Translation Estonia Yes Full Translation Malta Yes No Translation Switzerland Yes No Translation Finland No Claims Translation Monaco Yes No Translation The Netherlands No Claims Translation France No No Translation Montenegro Yes Claims Translation Turkey No Full Translation Germany No No Translation Norway Yes Claims Translation United Kingdom No No Translation

23 Stage 3 Validation Matrix Duplicate Translations Country PoA Translation Req. Country PoA Translation Req. Country PoA Translation Req. Albania Yes Claims Translation Greece Yes Full Translation Poland Yes Full Translation Austria Yes Full Translation Hungary Yes Claims Translation Portugal No Full Translation Belgium No No Translation Iceland No Claims Translation Romania Yes Full Translation Bosnia/Herz. Yes Claims Translation Ireland Yes No Translation San Marino Yes Full Translation Bulgaria Yes Full Translation Italy Yes Full Translation Serbia Yes Full Translation Croatia Yes Claims Translation Latvia No Claims Translation Slovakia Yes Full Translation Cyprus Yes Full Translation Lithuania Yes Claims Translation Slovenia Yes Claims Translation Czech Rep. Yes Full Translation Luxembourg No No Translation Spain No Full Translation Denmark No Claims Translation Macedonia Yes Claims Translation Sweden No Claims Translation Estonia Yes Full Translation Malta Yes No Translation Switzerland Yes No Translation Finland No Claims Translation Monaco Yes No Translation The Netherlands No Claims Translation France No No Translation Montenegro Yes Claims Translation Turkey No Full Translation Germany No No Translation Norway Yes Claims Translation United Kingdom No No Translation Translation costs can be split between these territories.

24 Stage 3 Validation Matrix Relative Costs Country PoA Translation Req. Country PoA Translation Req. Country PoA Translation Req. Albania Yes Claims Translation Greece Yes Full Translation Poland Yes Full Translation Austria Yes Full Translation Hungary Yes Claims Translation Portugal No Full Translation Belgium No No Translation Iceland No Claims Translation Romania Yes Full Translation Bosnia/Herz. Yes Claims Translation Ireland Yes No Translation San Marino Yes Full Translation Bulgaria Yes Full Translation Italy Yes Full Translation Serbia Yes Full Translation Croatia Yes Claims Translation Latvia No Claims Translation Slovakia Yes Full Translation Cyprus Yes Full Translation Lithuania Yes Claims Translation Slovenia Yes Claims Translation Czech Rep. Yes Full Translation Luxembourg No No Translation Spain No Full Translation Denmark No Claims Translation Macedonia Yes Claims Translation Sweden No Claims Translation Estonia Yes Full Translation Malta Yes No Translation Switzerland Yes No Translation Finland No Claims Translation Monaco Yes No Translation The Netherlands No Claims Translation France No No Translation Montenegro Yes Claims Translation Turkey No Full Translation Germany No No Translation Norway Yes Claims Translation United Kingdom No No Translation For a typical specification, the green coloured countries are the lowest cost with the red countries being the most expensive. This is indicative and depends on the relative lengths of the claims to the description.

25 Questions Questions on Today s Program o Please submitted your questions using the Q&A button on the control bar on your screen. If you have questions regarding Black Hills IP s services or processes, please contact: Jim Brophy Ph jbrophy@blackhillsip.com 25

26 Please join us for our next presentation: Handling Opposition Proceeding Docketing in the EP April 19, 2017 at 1:00 PM Central 26